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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
Branch Locations
324 Grove Street, Worcester, MA 01605 • United States
South Grafton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2016 | 07/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2016 | 07/2017 |
| Citizens Securities, Inc. | Stow | MA | 07/2017 | 11/2020 |
| Voya Financial Advisors, Inc. | Worcester | MA | 11/2020 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 324 GROVE STREET; WORCESTER; MA; 01606; Fixed Insurance Sales; Independent Insurance Agent; 11/27/2020; 160; 160; SALE OF FIXED INSURANCE PROJECTS|NAME OF ENTITY:ARCHSTONE FINANCIAL; Yes; 324 GROVE ST; WORCESTER; MA; 01605; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 11/27/2020; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS|NAME OF ENTITY:KAREN NORRMAN-RENTAL; No; 325 PROVIDENCE RD; S GRAFTON; MA; 01560; RENTAL PROPERTY; OWNER; 7/1/2011; 2; 0; MANAGE PROPERTY|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-28 |
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