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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | San Diego | CA | 06/2001 | Present |
| Transamerica Financial Advisors, Llc | San Diego | CA | 01/2012 | Present |
| W&J Operations Llc | Doral | FL | 11/2019 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. W&J OPERATIONS LLC / emp dates: 1119 TO PRESENT/ INVESTMENT RELATED: NO /address: 8200 NW 41 ST. SUITE 315 DORAL, FL 33166/ position: INVESTOR / nature of business: W&J OPERATIONS LLC TRANSPORTS LEGAL MERCHANDISE INSIDE THE UNITED STATES BY USING THEIR OWN PLATFORMS AND TRUCKS OR INVESTORS / hrs work monthly: 0/Sec trading hrs: 0 / duties: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-04 |
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