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First Manhattan Co. LLC CRD 325281
$38.1B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
399 Park Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-05-19 |
| FL | RA | APPROVED | 2026-04-20 |
| VT | RA | APPROVED | 2026-03-04 |
| CA | RA | APPROVED | 2026-03-03 |
| CO | RA | APPROVED | 2026-03-03 |
| MD | RA | APPROVED | 2026-03-03 |
| MI | RA | APPROVED | 2026-03-03 |
| NJ | RA | APPROVED | 2026-03-03 |
| NC | RA | APPROVED | 2026-03-03 |
| OH | RA | APPROVED | 2026-03-03 |
| OR | RA | APPROVED | 2026-03-03 |
| NY | RA | APPROVED | 2025-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roanoke Asset Management Corp. | Jersey City | NJ | 09/1981 | 08/2025 |
| First Manhattan | New York | NY | 08/2025 | Present |
ROANOKE ASSET MANAGEMENT CORP 924 west end ave #51 New York, N.Y.10025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-15 |
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