Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-15
NC RA APPROVED 2002-10-18
  • TX RA
    APPROVED_RES
    Since 2019-05-15
  • NC RA
    APPROVED
    Since 2002-10-18

Branch Locations

200 1St Avenue Nw Suite 504, Hickory, NC 28601-6113 • United States

Hickory, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Winston-Salem NC 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Winston-Salem, NC
Previous Registrations
  • 2001-12-31 → 2002-10-21
    Jbs Liberty Securities, Inc.
    Hickory, NC
Other Businesses

CHAPMAN & CHAPMAN ASSOC. LLC, 706 2ND AVENUE HICKORY, NC 28601. TITLE - PRESIDENT, NOT INVESTMENT RELATED. NATURE OF BUSINESS IS OWNING OF RENTAL PROPERTY. I STARTED THIS ENDEAVOR IN AUGUST OF 2001 AND THERE IS NO ANTICIPATED END DATE AT THIS TIME. I SPEND 2 HOURS A MONTH ON THIS PROJECT, ZERO OF THOSE HOURS ARE DURING TRADING HOURS, I WRITE CHECKS, YARD MAINTENANCE DUTIES. ALL INCOME FROM PROPERTY BEING USED TO REDUCE DEBT AND PAY ASSOCIATED EXPENSES. 2)LONGVIEW LOCKUP; HICKORY, NC; SELF STORAGE RENTAL UNITS; SMALL PRIVATE; START 07/2003 TO 07/2033; OWNER-PASSIVE; DUTIES-PASSIVE OWNERSHIP, PROPERTY MANAGER HANDLES MANAGEMENT OF PROPERTY; NO INCOME TO REPORT NOW, INCOME USED TO COVER DEBT; 2 HOURS PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-13
S63 Uniform Securities Agent State Law Examination 1993-09-03
  • S65 Uniform Investment Adviser Law Examination
    1993-10-13
  • S63 Uniform Securities Agent State Law Examination
    1993-09-03
Other Names
  • Donald Chapman

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hickory, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor