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Tyra Nelson Ellison

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-10
CT RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-10-10
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

9 Melrose Dr, Farmington, CT 06032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington CT 10/2009 Present
Bank Of America,N.A. Farmington CT 06/2011 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Marlborough, CT
    Portland, CT
    Portland, CT
    East Hampton, CT
    Rocky Hill, CT
    Middletown, CT
    Middletown, CT
    Meriden, CT
    Meriden, CT
    Cromwell, CT
  • 2004-05-27 → 2004-10-20
    Quick & Reilly, Inc.
    Portland, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-17
S63 Uniform Securities Agent State Law Examination 1993-01-15
  • S65 Uniform Investment Adviser Law Examination
    1999-05-17
  • S63 Uniform Securities Agent State Law Examination
    1993-01-15

View on SEC IAPD

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