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Heidi Hughes Buck

Raymond James & Associates, Inc.

Kirkland, WA

CRD 2302940

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-31
WA RA APPROVED 2026-04-09
  • TX RA
    APPROVED
    Since 2026-07-31
  • WA RA
    APPROVED
    Since 2026-04-09

Branch Locations

3500 Carillon Pt., Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Medina WA 01/2002 01/2017
D.A. Davidson & Co. Bellevue WA 02/2017 04/2026
Raymond James & Associates, Inc. Kirkland WA 04/2026 Present
Previous Registrations
Other Businesses

(1)Name of Business: Arbonne International, Inc Address: 10448 NE 29th Street #23, Bellevue, WA, 98004, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 02/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent Consultant -- wellness company. Receive discounts to purchase products. No income.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-16
S63 Uniform Securities Agent State Law Examination 1993-06-25
  • S66 Uniform Combined State Law Examination
    2025-06-16
  • S63 Uniform Securities Agent State Law Examination
    1993-06-25
Other Names
  • Heidi Dawn Hughes
  • Heir Dawn Hughes
  • Heidi Dawn Buck
  • Heidi Hughes

View on SEC IAPD

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