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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-02 |
| FL | RA | APPROVED | 2025-01-02 |
| WA | RA | APPROVED | 2022-02-11 |
| NY | RA | APPROVED | 2021-07-06 |
Branch Locations
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
2255 Glades Rd. Suites 319 And 324A, Boca Raton, FL 33431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Ft. Lauderdale | FL | 01/2013 | 11/2016 |
| Aegis Capital Corp | Boca Raton | FL | 11/2016 | Present |
1) GAER VENTURES INC. 1700 SW 78TH AVENUE SUITE 112, PLANTATION FL 33324; NOT INVESTMENT RELATED, S CORP BUSINESS ESTABLISHED FOR TAX PURPOSES; OWNER DUTIES INCLUDE BOOKKEEPING; START DATE: 2/06/17; 0 HOURS PER MONTH DEVOTED TO BUSINESS, 0 HOURS DURING SECURITIES TRADING HOURS. 2) ACC AGENCY, INC., 1305 WALT WHITMAN RD., SUITE 120 MELVILLE, NY 11747; INVESTMENT RELATED; GENERAL INSURANCE AGENCY; PRODUCER/AGENT; START DATE: 03/09/2023; 5-10 HOURS PER MONTH DEVOTED TO BUSINESS; 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-09 |
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