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25 Music Square East Suite 200, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-05-09 |
| TX | RA | APPROVED | 2024-05-09 |
Branch Locations
Albuquerque, NM • United States
25 Music Square East Suite 200, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Albuquerque | NM | 11/2008 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | 05/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | 05/2024 |
| Tigeroak Management, L.L.C. Dba Hs Wealth Partners | Albuquerque | NM | 05/2024 | Present |
PETER HENDERSON, INDEPENDENT INSURANCE AGENT, 8650 ALAMEDA BLVD NE, STE 103E, ALBUQUERQUE, NM, 11/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/WK - 2/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-24 |
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