William Thomas Manolopoulos

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
CA	RA	APPROVED	2014-10-17

NY RA
APPROVED

Since 2021-08-03
CA RA
APPROVED

Since 2014-10-17

Branch Locations

2302 33Rd St, Astoria, NY 11105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Astoria	NY	10/2014	Present

10/2014 → Present

Lpl Financial, Llc

Astoria, NY

Previous Registrations

2010-03-01 → 2014-10-17

Edward Jones

Astoria, NY
2006-12-14 → 2010-03-04

Chase Investment Services Corp.

Astoria, NY

Auburndale, NY

Other Businesses

1. 10/16/2014 - TESSERA BROTHERS LLC/ REAL ESTATE RENTAL/ 2%/ GLENDALE, NY. 2. 5/31/2017 - Crump Life Insurance Services - Investment Related - 105 Maxess Road, Suite 301 Melville, NY 11747 - Non-Variable Insurance - Insurance agent - Started 04/28/2017 - 4 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-12
S63	Uniform Securities Agent State Law Examination	2002-10-08

S65 Uniform Investment Adviser Law Examination

2006-12-12
S63 Uniform Securities Agent State Law Examination

2002-10-08

Designations

Other Names

Bill Manolopoulos

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews