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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-06-22
  • NC RA
    APPROVED
    Since 2017-06-22

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saybrus Partners Hartford CT 01/2016 06/2017
Saybrus Equity Services, Inc. Hillsborough NC 01/2016 06/2017
First Citizens Investor Services Raleigh NC 06/2017 Present
  • 01/2016 → 06/2017
    Saybrus Partners
    Hartford, CT
  • 01/2016 → 06/2017
    Saybrus Equity Services, Inc.
    Hillsborough, NC
  • 06/2017 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Other Businesses

1) NAME AND ADDRESS: MADELINE AND J. CHRISTOPHER LIDDICOAT, RENTAL PROPERTY, PO BOX 1208 HILLSBOROUGH NC 27278. NATURE OF BUSINESS: REAL ESTATE. INVESTMENT RELATED: NO. TITLE: CO-OWNER WITH SPOUSE. DUTIES: NONE. START DATE: 3/15/2014. HOURS PER MONTH: 6. HOURS PER MONTH DURING TRADING HOURS: 0. Collect rent, coordinate property maintenance. Compensation is from rent. 2) Personal farm; not investment-related; 4609 St. Mary's Road Hillsborough NC 27278; sell hay from time to time and an upcoming truffle business; owner; Started around July 1, 2018; 20 hours/month, 0 during securities trading hours; works the farm, growing and tend to the land. Sell some hay, work in the truffle orchard.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-27
S63 Uniform Securities Agent State Law Examination 1993-04-06
  • S65 Uniform Investment Adviser Law Examination
    2004-01-27
  • S63 Uniform Securities Agent State Law Examination
    1993-04-06
Designations
Other Names
  • John Christopher Liddicoat
  • Chris Liddicoat
  • J.CHristopher Liddicoat
  • Jchristopher C Liddicoat

View on SEC IAPD

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