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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2000-01-14
  • TX RA
    APPROVED
    Since 2000-01-14

Branch Locations

5847 San Felipe Street Ste 3900, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Houston TX 01/2000 Present
Self Employed Houston TX 01/2012 Present
Other Businesses

1) Name of Business: Address: 5303 Willers Way, Houston, TX, 77056, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/13/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: lease land to a tenant that grows Hay

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-08
  • S63 Uniform Securities Agent State Law Examination
    1993-01-08
Other Names
  • Lee Hood
  • Walter Lee (Iii) Hood

View on SEC IAPD

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