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Mark Samuel Arbogast

J.P. Morgan Securities LLC

Columbus, OH

Atlanta, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-27
NY RA APPROVED 2021-05-03
LA RA APPROVED 2017-08-04
FL RA APPROVED 2017-07-31
TX RA APPROVED_RES 2014-06-11
GA RA APPROVED 2012-06-26
  • OH RA
    APPROVED
    Since 2022-01-27
  • NY RA
    APPROVED
    Since 2021-05-03
  • LA RA
    APPROVED
    Since 2017-08-04
  • FL RA
    APPROVED
    Since 2017-07-31
  • TX RA
    APPROVED_RES
    Since 2014-06-11
  • GA RA
    APPROVED
    Since 2012-06-26

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

3424 Peachtree Rd, Suite 600, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Atlanta GA 06/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-15
S63 Uniform Securities Agent State Law Examination 2011-12-02
  • S65 Uniform Investment Adviser Law Examination
    2011-12-15
  • S63 Uniform Securities Agent State Law Examination
    2011-12-02

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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