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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-16 |
| NJ | RA | APPROVED | 2023-04-05 |
| NY | RA | APPROVED | 2023-04-05 |
Branch Locations
777 Third Ave Suite 1703, New York, NY 10017 • United States
Bal Harbour, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 10/1988 | 05/2023 |
| Park Avenue Securities Llc | New York | NY | 05/1999 | 05/2023 |
| Guardian Life Insurance Company | Bal Harbour | FL | 05/2023 | Present |
| Park Avenue Securities | Bal Harbour | FL | 05/2023 | Present |
1. Insurance other than Guardian-Broker, Nature of Business: Insurance sales, Start date: 11/01/1988, Address: 355 Lexington Ave N.Y. N.Y. 10017, Duties: Insurance other than Guardian 20 total hours per month; 20 during securities trading hours, Investment related, 2) School Committee-serve on a committee that assists the school in evaluating its Health Benefits, Start: 10/01/2011, Address: 114 East 85th St Ny Ny 10028, 1 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 3) Board Member of American Friends of Migdal Ohr starting in 9/17 Start: 09/13/2017, Address: 1325 Sixth Ave NY,NY 10019 2 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 4) POA for family member's account and trust co-POA over accounts, Start: 04/08/2019, Address: 355 Lexington Ave NY NY 10017, 1 bus hr per month, Investment related, 5.) Board member of the Bellini Condominium in Bal Harbour Florida- Board member of a condominium , Start date: 12/01/2022, Address: 10225 Collins Ave Bal Harbour, Florida 33154, 2 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-04 |
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