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Malinda Guest Maile

Ubs Financial Services Inc.

Las Vegas, NV

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2009-01-06
  • NV RA
    APPROVED
    Since 2009-01-06

Branch Locations

10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lsa Vegas NV 01/2009 Present
Previous Registrations
Other Businesses

SHEILA LLC / 11613 CAMEO AVE LAS VEGAS,NV 89138 / COMPANY/ CONSTRUCTION & BUILDING MATERIALS / EQUIPMENT LEASING / MEMBER OF BOARD OF DIRECTORS / / BUY CONSTRUCTION TRUCK / START DATE 1/7/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-11
S65 Uniform Investment Adviser Law Examination 1997-11-14
S63 Uniform Securities Agent State Law Examination 1996-11-25
  • S66 Uniform Combined State Law Examination
    2004-10-11
  • S65 Uniform Investment Adviser Law Examination
    1997-11-14
  • S63 Uniform Securities Agent State Law Examination
    1996-11-25
Other Names
  • Malinda Guest
  • Malinda Creswell Guest
  • Malinda C Guest
  • Malinda Guest Noack

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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