Tina Faye Moore

Current Employers

Employment History

• 09/2018 → 10/2024
  Cambridge Investment Research Advisors, Inc.
  Appleton, WI
• 09/2018 → 10/2024
  Cambridge Investment Research, Inc.
  Appleton, WI
• 03/2015 → 07/2018
  Woodbury Financial Services, Inc.
  Fond Du Lac, WI
• 10/2024 → Present
  Stonehaven Wealth & Tax Solutions, Llc
  Appleton, WI

Previous Registrations

• 2018-09-27 → 2024-10-31
  Cambridge Investment Research Advisors, Inc.
  Appleton, WI
• 2015-03-31 → 2018-07-24
  Woodbury Financial Services, Inc.
  Fond Du Lac, WI
• 2013-06-20 → 2015-03-02
  Sii Investments, Inc.
  Appleton, WI
• 2013-06-20 → 2015-03-02
  Investment Centers Of America, Inc.
  Appleton, WI
• 2013-06-20 → 2015-03-02
  National Planning Corporation
  Los Angeles, CA
• 2011-06-20 → 2013-05-23
  Ameriprise Financial Services, Llc
  Oshkosh, WI

Other Businesses

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Sunset Terrace HOA; Not investment-related; Nennah, WI 54956; Board Member - Treasurer; Communicate with homeowners on board meeting items, correspondence. Collect and process receipt of HOA dues; Less than 5% of time during the month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-18
• S63 Uniform Securities Agent State Law Examination
  1999-02-04

Other Names

• Tina Faye Williams
• Tina Faye Barnett
• Tina Faye Barnett