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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| MD | RA | APPROVED | 2009-06-01 |
Branch Locations
410 Severn Avenue Suite 211, Annapolis, MD 21403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Bowie | MD | 02/2006 | Present |
| Morgan Stanley Smith Barney | Bowie | MD | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
Rental Property, Yes, Annapolis, MD, Real Estate, Rental, Owner, Owner of residential real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-28 |
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