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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-06-23 |
| NJ | RA | APPROVED | 2026-02-18 |
| MS | RA | APPROVED | 2024-06-20 |
| AZ | RA | APPROVED | 2024-06-05 |
| OH | RA | APPROVED | 2024-04-24 |
| IL | RA | APPROVED | 2023-06-08 |
| NY | RA | APPROVED | 2021-08-20 |
| CO | RA | APPROVED | 2021-08-19 |
| WI | RA | APPROVED | 2021-08-19 |
| CA | RA | APPROVED | 2021-01-26 |
| MI | RA | APPROVED | 2020-01-23 |
| FL | RA | APPROVED | 2017-08-30 |
| MD | RA | APPROVED | 2016-11-30 |
| VA | RA | APPROVED | 2016-11-28 |
| IN | RA | APPROVED | 2016-09-29 |
| OR | RA | APPROVED | 2016-09-22 |
| TX | RA | APPROVED | 2016-09-09 |
Branch Locations
5601 Granite Parkway Suite 305, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Addison | TX | 11/2008 | 09/2016 |
| Hilltop Securities Inc. | Dallas | TX | 09/2016 | Present |
BYO MUSICIANS / 12105 COX LANE DALLAS,TX 75244 / ENTERTAINMENT / WE PLAY MUSIC AT EVENTS / OTHER / PLAY GUITAR / PLAY GUITAR, BOOK ENGAGEMENTS / START DATE 8/1/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-19 |
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