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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2013-09-11 |
| NJ | RA | APPROVED | 2013-08-19 |
| NC | RA | APPROVED | 2013-08-08 |
| TX | RA | APPROVED_RES | 2013-08-05 |
| OH | RA | APPROVED | 2013-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 07/2013 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 07/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-22 |
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