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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-27 |
| NY | RA | APPROVED | 2021-07-27 |
| CT | RA | APPROVED | 2015-07-02 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
767 5Th Ave Fl 33, New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Old Greenwich | CT | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Old Greenwich | CT | 11/2016 | Present |
STATE OF CT REPUBLICAN PARTY CONVENTION; NOT INV RELATED;MIDDLETOWN,CT; ONE CONVENTION; DELEGATE ; START DATE: 05/15/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-11 |
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