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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2005-11-22 |
Branch Locations
1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 07/2004 | Present |
JASON FELDMAN REVOCABLE TRUST / NEW YORK NY 10025 / TRUST (ILIT) / TRUSTEE / THOSE OF A TRUSTEE FOR AN ILIT / START DATE 07/28/2011. 474 N Lakeshore Drive, Unit 3902, Chicago, IL 60611, It is a condo owned by me and my husband. We will be renting it out soon, Proprietor / ownerCollecting rent, paying bills, start date-8/1/2018, ILUnited States-60611.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-14 |
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