Inactive

Thomas Wayne Leavell

Leavell Investment Management, Inc.

CRD 2298076

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Employer firm

Leavell Investment Management, Inc. CRD 107890

$3.40B regulatory AUM 11 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Leavell Investment Management, Inc.

210 Saint Joseph Street, Mobile, AL 36602 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-12-17
AL	RA	APPROVED	1992-11-23

TX RA
APPROVED_RES

Since 2025-12-17
AL RA
APPROVED

Since 1992-11-23

Branch Locations

210 St. Joseph Street, Mobile, AL 36602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
T. Leavell & Associates, Inc.	Mobile	AL	07/1979	Present

07/1979 → Present

T. Leavell & Associates, Inc.

Mobile, AL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-11-04

S63 Uniform Securities Agent State Law Examination

1992-11-04

View on SEC IAPD

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Nearby Investors

LISA MARY THARP

JOHN RUSSELL MOODY

ERIC CHRISTOPHER DROBLYEN

Nearby Offices

FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC · MOBILE, AL

LEAVELL INVESTMENT MANAGEMENT, INC. · MOBILE, AL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Mobile, AL

More in Mobile, AL

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