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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-14
  • NY RA
    APPROVED
    Since 2026-02-14

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Palisades Park, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Trust Company Americas New York CA 08/2014 12/2025
Deutsche Bank Securities Inc New York NY 11/2014 12/2025
Citigroup New York NY 01/2026 Present
  • 08/2014 → 12/2025
    Deutsche Bank Trust Company Americas
    New York, CA
  • 11/2014 → 12/2025
    Deutsche Bank Securities Inc
    New York, NY
  • 01/2026 → Present
    Citigroup
    New York, NY
Previous Registrations
  • 2007-06-29 → 2009-08-20
    Wells Fargo Investments, Llc
    El Segundo, CA
    El Segundo, CA
  • 2007-01-31 → 2007-07-03
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
  • 2005-11-21 → 2007-01-29
    Wells Fargo Investments, Llc
    Encino, CA
    Encino, CA
    Los Angeles, CA
Other Businesses

OA name: 3017 Rental Property, Nature: (Real Estate), (Investment-related: Yes, Location: La Crescenta, CA, started 03/01/2024), Title: Sole Owner, Duties: Sole owner of a rental property registered under my individual name. I run all aspects of this property management., Hours: (0 trading hours/month, 1-5 non-trading hours/month).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-13
S63 Uniform Securities Agent State Law Examination 2015-11-18
S66 Uniform Combined State Law Examination 2005-11-20
  • S65 Uniform Investment Adviser Law Examination
    2026-02-13
  • S63 Uniform Securities Agent State Law Examination
    2015-11-18
  • S66 Uniform Combined State Law Examination
    2005-11-20
Other Names
  • Gavin Yu Kim
  • Gavin Kim

View on SEC IAPD

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