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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2017-08-07 |
| TX | RA | APPROVED_RES | 2013-02-28 |
| MD | RA | APPROVED | 1994-08-18 |
Branch Locations
6011 University Blvd Ste 300, Ellicott City, MD 21043 • United States
19470 Coastal Hwy Unit 8, Rehoboth Beach, DE 19971 • United States
Ellicott City, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Ellicott City | MD | 01/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Ellicott City | MD | 03/2020 | Present |
Independent Insurance Brokering; Unum; 04/03/2007; Disability Income. Business Ownership; MNC Management Group, LLC; Owner; Consulting; 2725 Links Court, , Ellicott City, MD, 21042; Not Investment-Related; 03/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Finance Committee for the Church of the Resurrection; Member; 3175 Paulskirk Drive, , Ellicott City, MD, 21042; Not Investment-Related; 11/03/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-10 |
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