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1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-01-11 |
| TX | RA | APPROVED_RES | 2022-01-11 |
| FL | RA | APPROVED | 2022-01-07 |
Branch Locations
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Boca Raton | FL | 07/2013 | 05/2018 |
| Jp Morgan Chasebank | Boca Raton | FL | 05/2013 | 05/2018 |
| Newbridge Securities Corporation | Boca Raton | FL | 01/2020 | Present |
| Cortera Corp | Boca Raton | FL | 05/2018 | 02/2020 |
INSURANCE: INSURANCE AGENT/INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-10 |
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