David E Woods

Current Employers

Employment History

• 05/2012 → 09/2020
  Pnc Investments
  Clarendon Hills, IL
• 09/2020 → 11/2021
  Bankers Life Securities, Inc
  Chicago, IL
• 09/2020 → 11/2021
  Bankers Life Advisory Services, Inc
  Chicago, IL
• 11/2021 → 08/2025
  Jpmorgan Chase Bank, N.A.
  Chicago, IL
• 11/2021 → Present
  J.P. Morgan Securities Llc
  Lansing, IL

Previous Registrations

• 2020-09-09 → 2021-11-12
  Bankers Life Advisory Services, Inc.
  Chicago, IL
• 2012-05-24 → 2020-09-25
  Pnc Wealth Management Llc
  Chicago, IL
  Rockford, IL
• 2008-11-17 → 2012-05-15
  U.S. Bancorp Investments, Inc.
  Chicago, IL
  Park Forest, IL
  Downers Grove, IL
  Chicago, IL

Other Businesses

Entity Name: Finra Investment related: No "Address: 55 W Monroe, Chicago, IL 60603. https://www.finra.org/arbitration-mediation/midwest-regional-office-guide" Nature of the other business: Self-Regulatory Organization Position/Title/Relationship: Employee/Contractor Start Date: 12/02/2019 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Registered as a FINRA Non-public Arbitrator, Neutral # A64127 as of December, 2019. Through this activity I serve as part of three person panel,on assigned cases, in the arbitration of investment industry disputes for brokerage firms and their employees. An arbitrator is an independent contractor. "

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-12
• S63 Uniform Securities Agent State Law Examination
  1999-10-08

Other Names

• David Eugene Woods