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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig Sunamerica | Woodland Hills | CA | 08/2006 | 10/2016 |
| Aig Sunamerica Capital Services, Inc. | Woodland Hills | CA | 08/2006 | 10/2016 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2019 | Present |
| Clarke Financial Group | Irvine | CA | 02/2017 | 03/2019 |
| Unemployed | Cerritos | CA | 10/2016 | 02/2017 |
| Unemployed | Cerritos | CA | 03/2019 | 06/2019 |
| Cetera Advisors Llc | Denver | CO | 06/2019 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2019 | Present |
| First Allied Securities Inc. | San Diego | CA | 06/2019 | 09/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-12 |
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