Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-02-28 |
| NY | RA | APPROVED | 2021-11-29 |
| TX | RA | APPROVED_RES | 2015-11-24 |
| NJ | RA | APPROVED | 2015-11-23 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
Dartmouth , MA • United States
Bedford, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 11/2015 | Present |
1. Part Of The Solution, soup kitchen, food pantry, pro bono legal services, Member of Board of directors, serve on the building committee and investment committee, start date-2/4/2013, BronxNY USA-10458. 2)C and A F I Trust 2012,Irrevocable Trust that holds life insurance and marketable securities,SeattleUnited States,In case my brother and sister in law die I will distribute the assets to the beneficiaries., Start date 5/4/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-24 |
| S65 | Uniform Investment Adviser Law Examination | 1998-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-28 |
Reach out to this advisor