Robert Eric Rose

Current Employers

Employment History

• 12/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  San Diego, CA
• 09/2009 → Present
  Bank Of America,Na
  San Diego, CA

Previous Registrations

• 2007-04-02 → 2008-12-08
  Morgan Stanley & Co. Llc
  San Diego, CA
• 1997-07-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

I*1630264Name of OBA: The Marital Trust U/A 4 of The Elaine Rose Revocable TrustAddress: Bay Shore, New York 11706Investment Related: NoPosition, Title, Association: Co/TrusteeEmployee Start Date: 12/15/2023No Hours: 1 MonthlyNo Hours during trading: 0Duties: Co/TrusteeI*1177286Entity Type: Rental Property Name of OBA: Rental Property 1 Address: San Diego, CA 92109 Investment Related: no Position, Title, Association: Co/owner with other family members Employee Start Date: 05/01/2022 No Hours: 0 Yearly No Hours during trading: 0 Duties: Co/ownerI*1971282Entity Type: Co/TrusteeName of OBA: Alan Rose Living TrustAddress: bay shore, New York, 11706Investment Related: NoPosition, Title, Association: Co/TrusteeEmployee Start Date: 08/22/2024No Hours: 2 hrs mthlyNo Hours during trading: 0Duties: Co/TrusteeI*: 2059288Entity Type: Co/Trustee Name of OBA: SNT FBO KJR UA 6 OF THE AAR REV TR Address: BAY SHORE, NY, 11706, Investment Related: No Position, Title, Association: Co/Trustee Employee Start Date: 10/23/2024 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: fiduciary roleI*1971282, Entity Type Fiduciary, Name of OBA: A R Living Trust Address: Bay Shore, New York, 11706 Investment Related: Yes Position, Title, Association: Co-Trustee Employee Start Date: 22-Aug-2024 No Hours: 2 monthly No Hours during trading: 0 Duties: I*4613274 Entity Type: N/A Name of OBA: THE R FAMILY TRUST R AND A R TTEE U/A DTD 09/17/2020 Address: del mar, California, 92014 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/22/2026 Number of Hours: 5, Monthly Number of Hours during trading: 1, Monthly Duties: Spouse I*4613272 Entity Type: N/A Name of OBA: B R TTEE R R TTEE U/A DTD 10/17/2005 Address: los angeles, California, 90069 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/22/2026 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-27
• S63 Uniform Securities Agent State Law Examination
  1992-12-28

Other Names

• Rob Rose