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Caroline King Hedges

Fairfield Financial Advisors

Wellesley, MA

Southampton

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Current Employers
Fairfield Financial Advisors

The Wellesley Office Park 20 William Street, Ste 165, Wellesley, MA 02481 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-04-23
  • MA RA
    APPROVED
    Since 2018-04-23

Branch Locations

The Wellesley Office Park 20 William Street, Ste 165, Wellesley, MA 02481 • United States

Southampton • Bermuda

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairfield Financial Advisors, Ltd Wellesley MA 08/2012 Present
Fairfield Financial Advisors, Ltd Wellesley MA 02/2018 Present
  • 08/2012 → Present
    Fairfield Financial Advisors, Ltd
    Wellesley, MA
  • 02/2018 → Present
    Fairfield Financial Advisors, Ltd
    Wellesley, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-17
S63 Uniform Securities Agent State Law Examination 2005-10-31
  • S65 Uniform Investment Adviser Law Examination
    2017-02-17
  • S63 Uniform Securities Agent State Law Examination
    2005-10-31
Other Names
  • Caroline King Nacey
  • Caroline Hedges

View on SEC IAPD

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