Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-10-16
SC RA APPROVED 2001-04-25
  • TX RA
    APPROVED_RES
    Since 2007-10-16
  • SC RA
    APPROVED
    Since 2001-04-25

Branch Locations

709 Long Point Road Suite A, Mt. Pleasant, SC 29464 • United States

Mt Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mt Pleasant SC 09/2005 03/2020
Ameriprise Financial Services, Llc Mt Pleasant SC 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 709 Long Point Road, Suite AMt. Pleasant, SC 29464, ,; ; 01/01/2003 / Single Family; 3009 Woodington Place, , Goose Creek , SC, 29445; Not Investment-Related; 06/01/2025. Business Ownership; Charleston Advisors Association, LLC; ; Business operates building I own and lease out to tenants; 709 Long Point RoadSuite AMt. Pleasant, SC 29464, ,; ; ; 1 to 9 hours per month; . Board of Directors; Rivertowne Swim Team Board; President; 2166 Cheswick Lane, , Mount Pleasant , SC, 29466; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours / Gary and Anne Marie Ezzo Legacy of Life Foundation; President; 2160 Cheswick Lane, , Mount Pleasant , SC, 29466; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-24
S63 Uniform Securities Agent State Law Examination 1992-11-24
  • S65 Uniform Investment Adviser Law Examination
    1992-12-24
  • S63 Uniform Securities Agent State Law Examination
    1992-11-24
Other Names
  • Rich Young
  • Richard C Young Jr

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mt. Pleasant, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor