Confrence Godwin Gbaje

Current Employers

A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-04

NY RA
APPROVED

Since 2022-03-04

Branch Locations

40 Wall Street, New York, NY 10005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp.	New York	NY	03/2010	Present

03/2010 → Present

Aegis Capital Corp.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-09-01
S63	Uniform Securities Agent State Law Examination	1993-09-09

S65 Uniform Investment Adviser Law Examination

2020-09-01
S63 Uniform Securities Agent State Law Examination

1993-09-09

View on SEC IAPD

Current Employers

A.G.P. / Alliance Global Partners

Disclosures

Employment History

Exams

Other Firms

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