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426 East New York Street, Indianapolis, IN 46202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-26 |
| IN | RA | APPROVED | 1996-07-21 |
Branch Locations
1 West High Street P.O. Box 801, Portland, IN 47371 • United States
426 East New York Street, Indianapolis, IN 46202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Llc | Norcross | GA | 05/2005 | 11/2023 |
| Capital Cities Investments | Portland | IN | 03/1995 | Present |
| Silver Oak Securities, Inc | Jackson | TN | 11/2023 | Present |
1) Capital Cities Investments,Is Investment Related,426 East New York Street, Indianapolis, IN 46202,Independent RIA,IAR,1996-07-21,160 hours per month,120 hours per month during trading hours,Fee Based Compensation,"Offer fee based advice and asset management as an IAR of Capital Cities Investments, an independent RIA" 2) "Alexander Properties, LLC",Is Not Investment Related,"One West High Street, PO Box 801, Portland, IN, 47371, United States",Building ownership,Owner,1/1/2004,2 hours per month,0 hours per month during trading hours,Commission Compensation,"Updated...Currently have two properties in the LLC, one is my office building in Portland, the other is a rental in Bloomington, IN. " 3) Portland Elks Lodge,Is Not Investment Related,"125 W. High Street, , Portland, IN, 47371, United States",Non Profit,Exhalted Ruler,4/1/2024,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,Member of the Board of Directors. Lead twice monthly meetings at the lodge and participate in various fundraising activities throughout the year. 4) Jay County Indiana,Is Not Investment Related,"120 N Court Street, , Portland, IN, 47371, United States",Govt,Member of County Council,11/6/2024,4 hours per month,0 hours per month during trading hours,Salary Compensation,Serve on County Council. There is a stipend but I'm not exactly sure what it is. Its in the low $4K range.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-06 |
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