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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-15 |
| NJ | RA | APPROVED | 2024-04-19 |
| NY | RA | APPROVED | 2024-04-19 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 05/2016 | 09/2018 |
| Ubs | New York | NY | 10/2018 | 10/2018 |
| Morgan Stanley | New York | NY | 10/2018 | 04/2024 |
| Stifel, Nicolaus & Company, Incorporated | New York City | NY | 04/2024 | Present |
1. Monsarrat, LLC;144 N Beverwyck Rd, PMB 230 Lake Hiawatha NJ 07034; Rental property; Spouse is Director; Owner of rental property; 12/18/2023; 15hrs/year; Not during securities trading hours; Investment-Related 2. Rooftop Works, LLC; 144 N Beverwyck Rd, PMB 230 Lake Hiawatha NJ 07034; Rental property; Rental property owned by spouse; 01/25/2024; 15.00hrs/year; Not during securities trading hours; Investment-Related 3. Rental property ownership; 80 Bowers Street Jersey City NJ 07307; Rental property; 10/01/2021; 10.00hrs/year; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-30 |
| S65 | Uniform Investment Adviser Law Examination | 2007-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-13 |
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