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Tad Allen Stolley

Wells Fargo Clearing Services, LLC

Cedar Rapids, IA

Coralville, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-27
IA RA APPROVED 2018-06-26
  • TX RA
    APPROVED_RES
    Since 2018-06-27
  • IA RA
    APPROVED
    Since 2018-06-26

Branch Locations

303 3Rd Avenue Se, Cedar Rapids, IA 52401 • United States

501 12Th Ave Ste 201, Coralville, IA 52241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2005 06/2018
Wells Fargo Clearing Services Llc Cedar Rapids IA 06/2018 Present
Previous Registrations
  • 2007-02-12 → 2018-06-28
    Edward Jones
    Cedar Rapids, IA
    Iowa City, IA
    St Louis, MO
Other Businesses

RENTAL PROPERTY, INVT RELATED, SWISHER, IOWA, 100% OWNERSHIP, START DATE 12/1/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, LESSOR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-02
S63 Uniform Securities Agent State Law Examination 2005-10-28
  • S66 Uniform Combined State Law Examination
    2007-02-02
  • S63 Uniform Securities Agent State Law Examination
    2005-10-28
Other Names
  • Tad Stolley
  • Tad Allen Stolley

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VALIC FINANCIAL ADVISORS, INC.
ACCEL WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
BFC PLANNING, INC.

Other Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ
THOMAS JOSEPH BURKE
ERIC MICHAEL KAESTNER
KYLE AMBROSE MCLAUGHLIN
BLAKE DANIEL HELMS
Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA

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