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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-05 |
| UT | RA | APPROVED | 2025-01-13 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
3115 East Lion Lane Ste 130, Salt Lake City, UT 84121 • United States
3115 East Lion Lane Ste 130, Salt Lake City, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Midvale | UT | 10/1992 | 03/2020 |
| Ameriprise Financial Services, Llc | Salt Lake City | UT | 03/2020 | 01/2025 |
| Lpl Financial | Salt Lake City | UT | 01/2025 | Present |
1- 01/2025 / Mark Muir & Associates / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 40 hrs during trading / start 1/1/2005 2- 01/2025 / WPW INVESTM ENTS, LLC / Real Estate Rental / Inv Rltd / 2 hrs mnth / start 12/1/2015 3- 01/2025 / TWIN PEAKS / Business Entity For Tax/Investment Purposes Only / Non Inv Rltd / 2 hrs mnth / start 1/1/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-10 |
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