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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-07-06 |
| CA | RA | APPROVED | 2014-03-21 |
| IL | RA | APPROVED | 1998-04-03 |
Branch Locations
5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States
1 Tower Lane-Ste 1700 Oakbrook Terrace Tower, Oakbrook Terrace, IL 60181 • United States
Downers Grove, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Northbrook | IL | 03/1998 | Present |
1) Name & Adddress: 474 N Lakeshore Drive, Unit 3902, Chicago, IL 60611./ Nature: It is a condo owned by me and my husband. We will be renting it out soon./ Role: Proprietor / owner./ Duty: Collecting rent, paying bills.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-15 |
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