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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2018-04-09 |
| CT | RA | APPROVED | 2015-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Wilton | CT | 03/2015 | Present |
| Pilgrim Pond Trust | Norwalk | CT | 04/2015 | Present |
(1)Name of Business: Brandreth Associates Address: 351 W54th Street, New York, NY, 10019, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 04/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General Partner in a family owned real estate partnership
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-23 |
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