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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-06-20 |
| TX | RA | APPROVED_RES | 2018-06-20 |
Branch Locations
1540 W Causeway Approach, Mandeville, LA 70471 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mandeville | LA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mandeville | LA | 11/2016 | 06/2018 |
| Raymond James & Associates, Inc. | Mandeville | LA | 06/2018 | Present |
(1)THE RESERVE HOMEOWNER'S ASSOCIATION; NOT INVESTMENT RELATED; MANDEVILLE, LA; BOARD MEMBER; START DATE = 05/15/2013; 2 HOURS DEVOTED PER MONTH; NOT DURING TRADIING HOURS; DUTIES INVOLVE THE MANAGEMENT OF ALL BUSINESS DECISIONS OF THE HOMEOWNER'S ASSOCIATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-20 |
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