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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2006-10-06 |
Branch Locations
3601 W 76Th St Ste 160, Edina, MN 55435-3005 • United States
Northfield, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Edina | MN | 10/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Edina | MN | 03/2020 | Present |
Business Ownership; 2020 Real Estate LLC; ; inactive LLC established for ptential office space lease or purchase; 3601 W. 76th St#160Edina. MN 55435, ,; ; 05/02/2005; 0 hours per month; / MOTT Real Estate LLC; Owner; MOTT Real Estate LLC used for the leasing of real estate for current office space.; 3601 W. 76th Street, Suite #160, Edina, MN, 55435; Not Investment-Related; 05/01/2011; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Woodport Homeowners Association; President; Hawthorn Trail NW, , Walker, MN, 56484; Not Investment-Related; 10/23/2021; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; St. Dominic School Endowment Committee; General review of school endowment fund, follow pre-determined percentage of of endowment fund to disburse to the school annually and provide basic investment allocation recommendations for the endowment fund; 216 N. Spring St, , Northfield, MN, 55057; Investment-Related; 10/01/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-13 |
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