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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
13111 Venice Lane Suite 100, Stafford, TX 77477 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Stafford | TX | 09/2009 | Present |
| Lpl Financial Llc | Stafford | TX | 07/2025 | Present |
1) NIKHIL MODI POSITION: Owner NATURE: Other activity - Author INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/11/2009 ADDRESS: 13111 Venice Lane, Suite 100, Stafford TX 77477 DESCRIPTION: Writing 2) NIKHIL MODI POSITION: Agent NATURE: Insurance. Term Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/11/2009 ADDRESS: 13111 Venice Lane, Suite 100, Stafford TX 77477 DESCRIPTION: Selling and Servicing insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-06 |
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