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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Rosenberg | TX | 04/2018 | 02/2022 |
| Jpmorgan Chase Bank, N.A. | Rosenberg | TX | 09/2014 | 02/2022 |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 02/2022 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-12 |
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