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George Mittithodathil Philip

Cetera Investment Advisers LLC

Stafford, TX

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

11104 West Airport Blvd Ste 102, Stafford, TX 77477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Postal Service Missouri City TX 05/2003 Present
World Financial Group, Inc. Houston TX 10/2015 Present
Gulf Coast Community Services Association Houston TX 01/2008 Present
Cetera Wealth Services, Llc El Segundo CA 06/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2003 → Present
    Us Postal Service
    Missouri City, TX
  • 10/2015 → Present
    World Financial Group, Inc.
    Houston, TX
  • 01/2008 → Present
    Gulf Coast Community Services Association
    Houston, TX
  • 06/2016 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/2016 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE, AND PROPERTY AND CASUALTY 2.NAME OF OTHER BUSINESS: PHILIP & ASSOCIATES CPA PC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX, ACCOUNTING, & INSURANCE START DATE: 10/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PREPARE TAXES, ACCOUNTING FOR SMALL BUSINESSES, & INSURANCE 3. NAME OF OTHER BUSINESS: GULF COAST COMMUNITY SERVICES ASSOCIATION INVESTMENT RELATED: NO ADDRESS: 9320 KIRBY DRIVE, HOUSTON, TX 77054 NATURE OF BUSINESS: NON-PROFIT ORGANIZATION START DATE: 6/2016 APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 POSITION/TITLE/RELATIONSHIP: CPA BRIEF DESCRIPTION OF DUTIES: CPA HELP 4. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-13
S63 Uniform Securities Agent State Law Examination 2015-12-30
  • S65 Uniform Investment Adviser Law Examination
    2016-09-13
  • S63 Uniform Securities Agent State Law Examination
    2015-12-30
Other Names
  • Mittithodathil George Philip
  • George Mittithodathil Philip
  • Mittithodathil George Philip
  • George M. Philip

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