George Mittithodathil Philip

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → Present
  Us Postal Service
  Missouri City, TX
• 10/2015 → Present
  World Financial Group, Inc.
  Houston, TX
• 01/2008 → Present
  Gulf Coast Community Services Association
  Houston, TX
• 06/2016 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/2016 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE, AND PROPERTY AND CASUALTY 2.NAME OF OTHER BUSINESS: PHILIP & ASSOCIATES CPA PC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX, ACCOUNTING, & INSURANCE START DATE: 10/2017 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PREPARE TAXES, ACCOUNTING FOR SMALL BUSINESSES, & INSURANCE 3. NAME OF OTHER BUSINESS: GULF COAST COMMUNITY SERVICES ASSOCIATION INVESTMENT RELATED: NO ADDRESS: 9320 KIRBY DRIVE, HOUSTON, TX 77054 NATURE OF BUSINESS: NON-PROFIT ORGANIZATION START DATE: 6/2016 APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 POSITION/TITLE/RELATIONSHIP: CPA BRIEF DESCRIPTION OF DUTIES: CPA HELP 4. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-13
• S63 Uniform Securities Agent State Law Examination
  2015-12-30

Other Names

• Mittithodathil George Philip
• George Mittithodathil Philip
• Mittithodathil George Philip
• George M. Philip