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4800 Sugar Grove Blvd. Suite 100, Stafford, TX 77477 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-22 |
Branch Locations
4800 Sugar Grove Blvd. Suite 100, Stafford, TX 77477 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Stafford | TX | 01/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Stafford | TX | 01/2009 | Present |
| Early, Mcclintic & Mcmillan, Llp | Stafford | TX | 08/2017 | Present |
Licensed to sell insurance through unaffiliated insurance companies. In this capacity, he receives commission-based compensation from the sale of insurance products. He manages the time devoted to insurance business in a manner that does not interfere with his responsibilities at the firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-10 |
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