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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-10-28
  • OH RA
    APPROVED
    Since 2015-10-28

Branch Locations

4 N Main St, Chagrin Falls, OH 44022 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Pepper Pike OH 10/2015 Present
Previous Registrations
  • 2012-10-01 → 2015-08-14
    Wickliffe, OH
    Willoughby Hills, OH
  • 2006-06-26 → 2012-10-01
    Chase Investment Services Corp.
    Eastlake, OH
    Mentor, OH
    Willoughby Hills, OH
    Wickliffe, OH
  • 2005-11-22 → 2006-06-07
    Morgan Stanley Dw Inc.
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
  • S66 Uniform Combined State Law Examination
    2005-11-21

View on SEC IAPD

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