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Nicholas J Welsh

Lk&A Investment Counsel

Pasadena, CA

Pasadena, CA

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Current Employers
Lk&A Investment Counsel

199 South Los Robles Avenue Suite 850, Pasadena, CA 91101-2461 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-22
TX RA APPROVED_RES 2005-04-05
  • CA RA
    APPROVED
    Since 2025-08-22
  • TX RA
    APPROVED_RES
    Since 2005-04-05

Branch Locations

199 South Los Robles Avenue Suite 850, Pasadena, CA 91101-2461 • United States

199 South Los Robles Avenue Suite 850, Pasadena, CA 91101-2461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawrence W. Kelly & Associates, Inc. Pasadena CA 07/2013 Present
  • 07/2013 → Present
    Lawrence W. Kelly & Associates, Inc.
    Pasadena, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-31
  • S65 Uniform Investment Adviser Law Examination
    1995-08-31
Designations

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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