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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-01-02 |
| AL | RA | APPROVED | 2011-07-21 |
Branch Locations
3817 Gulf Shores Pkwy Ste 2, Gulf Shores, AL 36542 • United States
4332 Boulevard Park S, Mobile, AL 36609 • United States
Mobile, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mobile | AL | 07/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Mobile | AL | 03/2020 | Present |
Business Ownership; RS Hanley Inc; Sole shareholder; for sole internal expense control of Practice; 4332 Boulevard Park S., Ste DMobile, AL 36609, , Mobile, AL, 36609; Not Investment-Related; 07/28/2011; 1 to 9 hours per month; 0 during trading hours. Board of Directors; DWBC FInance Committee; New Member of Finance Committee (if approved); 3661 Dauphin Street, , Mobile, AL, 36608; Investment-Related; 01/20/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; DWBC Pastor Search Committee; Meetings held in evenings and weekends. Small group of people tasked with finding the next Senior Pastor for our Church. Includes revieing video, eventually attending service where there are currently residing, and then determining their potential interest in the position. Compensation is handled by a different Committees: Deacons and Personnel Committees.; 3661 Dauphin Street, , Mobile, AL, 36608; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-18 |
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