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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-10-03 |
| NY | RA | APPROVED | 2022-03-31 |
Branch Locations
485 Madison Avenue Floor 7 Suite 746, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Anaj Enerprises Inc | Bronx | NY | 02/2019 | Present |
| World Financial Group, Inc | New York | NY | 08/2012 | Present |
| Transamerica Financial Advisors | New York | NY | 03/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc ANAJ ENTERPRISES INC/NO/790 CONCOURSE VILLAGE WEST SUITE 1BK.BRONX, NY 10451/TAX PREP AND ACOUNTING SERVICES/ADMINSTRATION/02.2019/80/80/ENSURING THE OFFICE BUSINESS PROCESSES WERE MAINTAINED
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-12-29 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-06 |
| S66 | Uniform Combined State Law Examination | 2004-06-21 |
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