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750 Lexington Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 05/2016 | 07/2017 |
| Odeon Capital Group | New York | NY | 07/2017 | 03/2021 |
| Stonex Financial Inc | New York | NY | 04/2021 | 01/2022 |
| Hsbc Securities (Usa) Inc | New York | NY | 01/2022 | 04/2023 |
| Odeon Capital Group Llc | New York | NY | 05/2023 | Present |
| Odeon Capital Advisors Llc | New York | NY | 02/2026 | Present |
Le Lotta NYC LLC. Paradise Valley, AZ. Member. Online clothing retailer. Not Investment Related. Does not receive compensation. 2 hours per month, zero hours during trading hours. Blood or Tears LLC. Paradise Valley, AZ. Member. Online clothing retailer. Not Investment Related. Does not receive compensation. 2 hours per month, zero hours during trading hours. Hope Umbrella. Paradise Valley, AZ. CEO. Non-Profit Organization. Not Investment Related. Does not receive compensation. 2 hours per month, zero hours during trading hours. Odeon Capital Advisors LLC (affiliated investment adviser), New York, NY. Account Manager & Principal. Investment Related. For compensation. 20 hours per month, 14 hours during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-13 |
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