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2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED | 2015-10-09 |
Branch Locations
2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Trails Advisors, Llc | New York | NY | 10/2015 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2015 | 03/2017 |
| Summit Trail Securities, Llc | New York | NY | 02/2017 | Present |
1) Summit Trail Advisors. Investment related. 140 E. 45th street, NY NY 10017. RIA. Partner. 10/09/2015. 160 hours/month all within securities trading hours, Advisor. 2) SUMMIT TRAIL SECURITIES, LLC, INVESTMENT RELATED, SAME ADDRESS, BROKER DEALER, REGISTERED REPRESENTATIVE, 4/24/2017, 160 HOURS DEVOTED A MONTH, 160 HOURS DEVOTED DURING SECURITIES TRADING HOURS, COMMISSION BASED ACTIVITY 3) Village of Lake Success Golf Commission, member of the Golf Commission for the village of lake success to advise on park management and improve the course condition. Not investment related, 3 hours month. October 2022 no compensation. 4)The Advisor, in their individual capacity, serves in various roles for certain client trusts of the affiliated investment adviser and may receive separate compensation from the trusts for doing so. The Advisor may devote up to 10 hours a month during normal trading hours to these activities. May 2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-08 |
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