Pamela Finewood

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 01/2020
  Citigroup Global Markets Inc.
  Chappaqua, NY
• 01/2020 → 07/2022
  Wells Fargo Clearing Services
  New York, NY
• 01/2020 → 07/2022
  Wells Fargo Bank
  New York, NY
• 07/2022 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 07/2022 → Present
  J.P. Morgan Securities Llc
  New York, NY

Previous Registrations

• 2020-02-12 → 2022-07-27
  Wells Fargo Clearing Services, Llc
  New York, NY
  Tarpon Springs, FL
• 2007-05-29 → 2020-01-16
  Citigroup Global Markets Inc.
  New York, NY
  Bedford Village, NY
  Tampa, FL
  Plainview, NY
  Mount Kisco, NY
  Westlake Village, CA
  Ossining, NY
  Mt Kisco, NY
  New York, NY
  Scarsdale, NY
  Chappaqua, NY
  Fort Lee, NJ
  Port Jefferson, NY
• 2005-07-15 → 2007-05-29
  Citicorp Investment Services
  Scarsdale, NY
  Scarsdale, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-13
• S63 Uniform Securities Agent State Law Examination
  1993-01-22

Other Names

• Pamela Alexandra Morotti
• Pamela Morottifinewood
• Pamela Morotti Finewood